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Exchange between structurally-disordered compartments
Dmitry S Novikov1, Ricardo Coronado-Leija1, and Els Fieremans1
1Radiology, NYU School of Medicine, New York, NY, United States

Synopsis

Keywords: Microstructure, Modelling, exchange, diffusion, structural disorder

Which signatures of the diffusion signal are responsible for non-Gaussian diffusion inside cells or extra-cellular space, and which ones are the hallmark of the exchange between compartments? Answering this unresolved question is vital for mapping tissue microstructure in brain (especially in gray matter) and body. Here we employ the effective medium formalism to extend the multi-site exchange approach onto the case when diffusion in each tissue compartment is arbitrarily complex. We find the time-dependent diffusivity and kurtosis of a general system of exchanging non-Gaussian compartments for all times, validate with Monte Carlo simulations, and discuss practical implications.

Introduction

Measuring water exchange has been a canonical NMR setup1–5, with recent applications in dMRI of tumors6–8 and in neuronal tissue9–16. The ion-channel component of transmembrane exchange10,11 enables mapping of metabolic activity in vivo. However, the widely ranging exchange time values in neurons, from a few ms to few hundred ms9,12,15–17, have stimulated an on-going discussion13,18 about the adequacy of the underlying site-exchange paradigm — based on coupled rate equations (the Karger model1, or KM) — for structurally complex tissues.

The limitations of the KM are:
(i) The exchange must be barrier-limited, rather than diffusion-limited1,19;
(ii) KM is inapplicable for short diffusion times $$$t$$$, and only applies for sufficiently long $$$t$$$, when diffusion in each compartment becomes Gaussian19;
(iii) KM can become confounded by the slowly-decaying non-Gaussian effects, such as power-law tails in time-dependent diffusivity $$$D(t)$$$ and kurtosis $$$K(t)$$$, due to the structural disorder.20,21

Limitation (ii) is most pronounced for fully-confining cells (e.g., tumors), while limitation (iii) is especially relevant for recent dMRI measurements in gray matter13,15,16 in the cumulant regime, initiating the debate13,15,16,18 whether either exchange or structural disorder contributes most to time-dependent $$$D(t)$$$ and $$$K(t)$$$.

Here, under assumption (i), we offer an effective medium theory22 (EMT)-based extension of KM, that successfully resolves limitations (ii) and (iii) for any non-Gaussian compartments. Our theoretical expressions are validated with Monte-Carlo (MC) simulations of $$$D(t)$$$ and $$$K(t)$$$ in randomly-packed fiber geometry for all $$$t$$$, short and long, and provide for the first time an explicit interplay between the disorder-induced power-law tails and the site-exchange phenomena.

Theory

KM is a system of coupled rate equations $$\frac{\partial}{\partial t}\begin{pmatrix}m_1\\m_2\end{pmatrix}=-\left[\begin{pmatrix}D_1q^2&0\\0&D_2q^2\end{pmatrix}+\mathcal{R}\right]\begin{pmatrix}m_1\\m_2\end{pmatrix}+\begin{pmatrix}p_1\\p_2\end{pmatrix}\delta(t)\qquad(1)$$ where the elements of the rate matrix $$$\mathcal{R}=\begin{pmatrix}r_1&-r_2\\-r_1&r_2\end{pmatrix}$$$ are bound by the detailed-balance $$$p_1r_1=p_2r_2$$$, and compartment populations are normalized to $$$p_1+p_2=1$$$. The exchange rate $$r_\mathrm{ex}=r_1+r_2\equiv1/\tau_\mathrm{ex}$$ defines the mixing (exchange) time $$$\tau_\mathrm{ex}$$$.

Known extensions5 of system (1) have assumed the lack of memory: the right-hand side does not contain information about system for times before $$$t$$$. Such framework is too restrictive to include effects of structural disorder13,20–22 that break the central limit theorem (CLT) and modify Fick’s law via a memory kernel22.

EMT+KM: Our idea is to represent any non-Gaussian diffusion in each compartment via the EMT form in the frequency representation, $$$\partial/\partial t\mapsto-i\omega$$$ and $$$\delta(t)\mapsto1$$$:
$$-i\omega\begin{pmatrix}m_1\\m_2\end{pmatrix}=-\left[\begin{pmatrix}D_1q^2-\Sigma_1(\omega,q)&0\\0&D_2q^2-\Sigma_2(\omega,q)\end{pmatrix}+\mathcal{R}\right]\begin{pmatrix}m_1\\m_2\end{pmatrix}+\begin{pmatrix}p_1\\p_2\end{pmatrix}\qquad(2)$$ where compartment signals have the EMT form (when $$$\mathcal{R}\equiv0$$$)
$$m_\alpha(\omega,q)=\frac{p_\alpha}{-i\omega+D_\alpha q^2-\Sigma_\alpha(\omega,q)}\,,\quad\alpha=1,2\,.\qquad(3)$$ The self-energy parts $$$\Sigma_\alpha(\omega,q)$$$ contain all non-Gaussian effects. Their Taylor expansions $$\Sigma_\alpha(\omega,q)=\Sigma_\alpha^{(2)}(\omega)q^2+\Sigma_\alpha^{(4)}(\omega)q^4+\dots\qquad(4)$$ define the dispersive (OGSE-measured) diffusivities $$$\mathcal{D}_\alpha(\omega)=D_\alpha-\Sigma_\alpha^{(2)}(\omega)$$$; the dispersive kinetic coefficients $$$\Sigma_\alpha^{(2),(4),\dots}(\omega)$$$ embrace the non-CLT (memory) effects (via convolutions in the time-domain), and yield time-dependent cumulants such as $$c^{(2)}_\alpha(t)=\langle x_\alpha^2(t)\rangle\equiv2tD_\alpha(t)\,,\quad c^{(4)}_\alpha(t)=\langle x_\alpha^4(t)\rangle-3\langle x_\alpha^2(t)\rangle^2,\quad\alpha=1,2\,,\qquad(5)$$ where $$$c^{(2)}_\alpha(t)$$$ is given by the Fourier integral that only involves $$$\Sigma_\alpha^{(2)}(\omega)$$$, and $$$c^{(4)}_\alpha(t)$$$ involves both $$$\Sigma_\alpha^{(2)}(\omega)$$$ and $$$\Sigma_\alpha^{(4)}(\omega)$$$, ref.22.

Exact solution of EMT+KM: The exchange matrix $$$\mathcal{R}$$$ mixes the compartments. The result of this mixing can be found algebraically and exactly for any $$$\Sigma_{1,2}(\omega,q)$$$ from Eq.(2) without solving any differential equations. The overall signal $$S(\omega,q)=m_1+m_2\equiv\frac1{-i\omega+\overline{D}q^2-\Sigma(\omega,q)}\qquad(6)$$ can be represented in the EMT form (3), where $$$\overline{D}=p_1D_1+p_2D_2$$$ and $$\Sigma(\omega,q)=\overline{\Sigma}(\omega,q)+\frac{p_1p_2[D_1q^2-D_2q^2-\Sigma_1(\omega,q)+\Sigma_2(\omega,q)]^2}{-i\omega+(D_1+D_2-\overline{D})q^2-[\Sigma_1(\omega,q)+\Sigma_2(\omega,q)-\overline{\Sigma}(\omega,q)]+r_\mathrm{ex}}\,,\qquad(7)$$ where $$$\overline{\Sigma}(\omega,q)=p_1\Sigma_1(\omega,q)+p_2\Sigma_2(\omega,q)$$$.

Note that we have not specified anything about diffusion in either compartment. The only barrier-limited diffusion assumption (i) ensures that the compartments are well-defined, such that EMT signal form in one compartment is not destroyed by the exchange with another.

Using expansion (4) up to $$$O(q^2)$$$, we find that the overall diffusivity $$\mathcal{D}(\omega)=p_1\mathcal{D}_1(\omega)+p_2\mathcal{D}_2(\omega)\qquad(8)$$ is weighted-average, independent of exchange $$$r_\mathrm{ex}$$$, extending this KM property onto time-dependent diffusivities: $$D(t)=p_1D_1(t)+p_2D_2(t)\,.\qquad(9)$$

Kurtosis requires expansion up to $$$O(q^4)$$$; the corresponding overall 4th-order term $$\Sigma^{(4)}(\omega)=p_1\Sigma_1^{(4)}(\omega)+p_2\Sigma_2^{(4)}(\omega)+\frac{p_1p_2[\mathcal{D}_1(\omega)-\mathcal{D}_2(\omega)]^2}{-i\omega+r_\mathrm{ex}}$$ in combination with the overall $$$\mathcal{D}(\omega)$$$ yields $$$K(t)=c^{(4)}(t)/[2tD(t)]^2$$$, where the overall 4th-order cumulant $$c^{(4)}(t)=c^{(4)}_{r_\mathrm{ex}=0}(t)+\delta c^{(4)}_{r_\mathrm{ex}}(t)\,,\qquad(10)$$ and $$c^{(4)}_{r=0}(t)=p_1c^{(4)}_1(t)+p_2c^{(4)}_2(t)+12t^2 p_1p_2[D_1(t)-D_2(t)]^2\qquad(11)$$is the exact 4th-order cumulant without exchange. The nontrivial result is the exchange contribution $$\delta c^{(4)}_{r_\mathrm{ex}}(t)=-4!\cdot r_\mathrm{ex}\,p_1p_2\left[f(t)-r_\mathrm{ex}\int_0^t\!d\tau\,e^{-r_\mathrm{ex}(t-\tau)}f(\tau)\right]\leq0\,,\qquad(12)$$ where $$f(t)=\frac14\int_0^t\!d\tau\,\Delta c^{(2)}(t-\tau)\Delta c^{(2)}(\tau)\,,\quad\Delta c^{(2)}(t)=c^{(2)}_1(t)-c^{(2)}_2(t)=2t[D_1(t)-D_2(t)]\,.\qquad(13)$$

For Gaussian compartments, $$$c^{(4)}_{1,2}\equiv0$$$, and $$$\Delta\,c^{(2)}(t)=2(D_1-D_2)t$$$ yields $$c^{(4)}_\mathrm{KM}(t)=4!\cdot p_1p_2(D_1-D_2)^2\,\frac{e^{-r_\mathrm{ex}t}-1+r_\mathrm{ex}t}{r_\mathrm{ex}^2}\qquad(14)$$ corresponding to KM kurtosis19 $$$K_\mathrm{KM}(t)=c^{(4)}_\mathrm{KM}(t)/(2\overline{D}t)^2$$$.

Structural disorder contributes to non-exchanging component $$$c^{(4)}_{r_\mathrm{ex}=0}(t)$$$ via nontrivial $$$c^{(4)}_\alpha(t)$$$ and $$$[D_1(t)-D_2(t)]^2$$$ in Eq.(11). Equation (12) provides the desired interplay between exchange and structural disorder contributing to overall kurtosis.

Validation

Substrates: Two geometries of randomly packed parallel cylinders were generated with fraction $$$p_1=0.5$$$ and diameter $$$a=$$$1μm (Fig.1). The 2d substrate had 14325 cylinders, and size $$$150\times150$$$μm2. The 3d substrate had 673 cylinders and size 32.5×32.5×32.5μm3; 30 barriers were placed randomly inside each cylinder, with average separation of $$$\bar a=1.084$$$μm.

MC simulations were performed in RMS28 with 106 spins, $$$D_0=D(t)|_{t=0}=$$$2ms/μm2, and $$$t\leq\,250$$$ms. For 2d, $$$dt=10^{-4}$$$ms. Simulations were performed on each compartment separately, and then with permeable membranes such that $$$\tau_\mathrm{ex}=a/2\kappa=1,5,10,15,25$$$ms, resulting in $$$D_\perp(t)$$$ and $$$K_\perp(t)$$$.
For the 3d geometry, $$$dt=2\cdot10^{-4}$$$ms and $$$\tau_\mathrm{ex}=10, 20$$$ms, yielding $$$D_\parallel(t)$$$ and $$$K_\parallel(t)$$$ along cylinders. Permeability $$$\kappa_\mathrm{in}$$$ for the barriers inside the cylinders corresponded to a strength of restrictions $$$\zeta=D_0/\kappa_\mathrm{in}\bar a=1$$$, such that $$$D_{\infty,1}=D_0/(1+\zeta)$$$ and $$$D_{\infty,2}=D_0$$$.

Results and Discussion

Figs.2,3 show the predicted $$$D(t)$$$ and $$$K(t)$$$, based on non-exchanging simulated compartmental cumulants $$$c^{(2)}_\alpha(t)$$$ and $$$c^{(4)}_\alpha(t)$$$. Accuracy in Fig.2 reaches a few percent when exchange becomes barrier-limited.

The power-law tails13 in overall $$c^{(4)}(t)=p_1c^{(4)}_1(t)+p_2c^{(4)}_2(t)+c^{(4)}_\mathrm{KM}(t)-4!\cdot p_1p_2(D_{\infty,1}-D_{\infty,2})\left(\frac{\vartheta_1A_1t^{2-\vartheta_1}}{(2-\vartheta_1)(1-\vartheta_1)}-\frac{\vartheta_2A_2t^{2-\vartheta_2}}{(2-\vartheta_2)(1-\vartheta_2)}\right)+\dots\qquad(15)$$ decay slower than KM kurtosis for $$$\vartheta_\alpha\leq1$$$ (Fig.4).

Conclusions and Outlook

EMT+KM is a model-independent framework to “mix” compartments with arbitrarily complex diffusion. It enables assembling the signal from “building blocks” based on compartment models,13,20,21,23 MC simulations,24–28 or perhaps even rescaled measurements of compartment-specific metabolites.24,29,30

Acknowledgements

We thank Hong-Hsi Lee for useful discussions. This work was supported by NIH under NINDS award R01 NS088040 and NIBIB awards R01 EB027075, and was performed under the rubric of the Center for Advanced Imaging Innovation and Research (CAI2R, https://www. cai2r.net), a NIBIB Biomedical Technology Resource Center (NIH P41- EB017183).

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Figures

Fig.1: Substrates used for MC simulations. Left: 2d, used for $$$D_\perp(t)$$$ and $$$K_\perp(t)$$$; right: 3d, used for $$$D_\parallel(t)$$$ and $$$K_\parallel(t)$$$. Structural disorder inside 3d cylinders is realized by randomly inserting identical disk-like barriers, 30 per cylinder, separating the sections (different colors) with free diffusivity $$$D_0$$$.

Fig.2: Validation in 2d. Diffusivity and kurtosis transverse to parallel randomly-packed fibers. When exchange becomes barrier-limited, all $$$D_\perp(t)$$$ tend to the prediction, Eq.(8) (dashed). KM (dotted, Eq.~(14) with $$$D_1=0$$$ and $$$D_2\to D_{\infty,2}$$$) fails at short and intermediate t and only applies for long t, whereas EMT+KM solution (10)-(13) (dashed) holds for all t as long as $$$\tau_\mathrm{ex}\gg a^2/D_0=0.5\,$$$ms (barrier-limited exchange). Near-perfect agreement is attained for $$$\tau_\mathrm{ex}\geq10\,$$$ms.

Fig.3: Validation for axial diffusion in a 3d substrate. Diffusivity and kurtosis $$$D_\parallel(t)$$$ and $$$K_\parallel(t)$$$ (dashed) from Eqs.(10)-(13) agree with MC across all $$$t$$$, while KM (dotted, Eq.(14) with $$$D_1=D0/(1+\zeta)$$$ and $$$D_2=D_0$$$) fails at short t. The deviation between prediction and MC at long t is caused by the MC artifact, the slight variance of the $$$D_\infty$$$ values inside cylinders, leading to finite kurtosis inside the joint "cylinder compartment" in the absence of exchange.

Fig.4: Long-time tail in overall kurtosis $$$K_\parallel(t)\sim t^{-1/2}$$$, Eq.(15) is slower than the $$$\sim 1/t$$$ decay predicted by the KM, Eq.(14). This overtaking of KM by the structural disorder-induced power-laws for $$$\vartheta\leq1$$$ (relevant for gray matter) can result in biased exchange time estimates, relevant to recent gray matter13,15,16 exchange mapping.

Proc. Intl. Soc. Mag. Reson. Med. 31 (2023)
0684
DOI: https://doi.org/10.58530/2023/0684