Ying Liao1, Santiago Coelho1, Wafaa Sweidan1, Jenny Chen1, Dmitry S. Novikov1, and Els Fieremans1
1Radiology, NYU School of Medicine, New York, NY, United States
Synopsis
Conventional diffusion MRI (dMRI) techniques, such as DTI and
DKI, are sensitive to pathology but lack specificity. In brain white matter,
the “Standard Model” framework of dMRI may provide specificity to microstructural changes. Generally,
clinical dMRI is noisy and limited, making SM estimation challenging. Thus, different
constraints and techniques have been introduced to robustly extract SM
parametric maps. Here, we employ a large clinical dataset of Multiple Sclerosis
patient data (N = 134) and noise propagation experiments to study the sensitivity
and specificity of these techniques.
Introduction
Diffusion MRI (dMRI) and derived metrics from DTI1
and DKI2 are sensitive to pathology. To achieve microstructural specificity, the Standard Model3 (SM) framework has been proposed as an overarching dMRI model for white matter (WM) unifying many previously proposed WM models4-16. The SM signal, measured along direction $$$\hat{g}$$$, is a
convolution between the fiber orientation distribution function (ODF)
$$$\mathcal{P}(\hat{n})$$$ and the fiber response signal $$$\mathcal{K}(b,\hat{g}\cdot\hat{n})$$$
$$S_{\hat{g}}(b)=\int_{|\hat{n}|=1}d\hat{n}\,\mathcal{P}(\hat{n})\,\mathcal{K}(b,\hat{g}\cdot\hat{n})$$
where $$\mathcal{K}(b,\xi)=S_0\,[fe^{-bD_{a}\xi^2}+(1-f)e^{-bD_{e}^{\parallel}\xi^2-bD_e^\bot(1-\xi^2)}]$$
with $$$\xi=\hat{g}\cdot\hat{n}$$$. Here $$$[f,D_{a},D_{e}^{\parallel},D_{e}^{\bot},p_2]$$$
are intra-axonal space (IAS) fraction, IAS axial diffusivity, extra-axonal
space (EAS) axial diffusivity, EAS radial diffusivity and $$$l=2$$$ rotational
invariant of ODF, respectively.
Due to the multi-compartmental nature of the SM, the estimation
of SM parameters in clinical data is degenerate11. To resolve the degeneracy, WMTI13 and WMTI-Watson14
(denoted as Watson+ for $$$D_{a}>D_{e}^{\parallel}$$$ and Watson- for $$$D_{a}<D_{e}^{\parallel}$$$)
employ relatively robust DKI metrics to derive SM parameters, while NODDI8
and SMT15 assume same axial diffusivity in IAS and EAS
and the tortuosity approximation $$$D_e^{\bot}=D_e^{\parallel}\cdot(1-f)$$$. Moreover, ML-RotInv16
was employed to map $$$l=0,\,2$$$ rotational invariants to SM
parameters using a data-driven approach.
Here we compare these estimation methods by assessing WM degeneration in a clinical cohort of patients with multiple sclerosis
(MS), and interpret the findings using noise propagation. Methods
In-vivo
MRI:
In a retrospective IRB-approved study, 134
MS patients (age 47.80 ± 9.60 years old, 91 females) and 124
matching controls (age 48.41 ± 9.95 years old, 84 females) were selected. These subjects underwent clinically indicated MRI using at 3T (Siemens Magnetom Prisma or Skyra). MS
subjects received a clinical MS diagnosis using the
McDonald criteria17, and control subjects were recruited from headache
patients with normal brain MRI and no neurological disorders.
The dMRI protocol included a monopolar EPI sequence as
follows: 4 b = 0, b = 250 s/mm2 along 4 directions, b = 1000
s/mm2 along 20 directions and b = 2000 s/mm2 along 60
directions, with imaging parameters: 50 slices, 130 × 130 matrix,
voxel size = 1.7 × 1.7 × 3 mm, TE = 70 ms on Prisma or TE = 95 ms on
Skyra, TR = 3500 ms, GRAPPA acceleration 2, and multiband 2.
The dMRI data was processed by DESIGNER18 for denoising19, Gibbs artifact correction20, motion and eddy
correction21. SM parameters were obtained using all SM
parameter estimation methods mentioned above. The genu corpus
callosum (GCC) was automatically segmented by nonlinear mapping on the JHU WM
label atlas22. Median values were extracted for SM and DKI metrics,
and used to conduct one-way ANCOVA between control and MS groups
for each parameter of interest, with group membership acting as the independent
variable and controlling for patient age.
Numerical noise propagation:
Numerical noise propagation was done using synthetic dMRI
signals generated with random combinations of SM parameters based on the same protocol as above. Gaussian noise at signal-to-noise ratio = 40 was added and then SM estimation methods were applied to the noisy synthetic
data to predict SM parameters.
The sensitivity-specificity matrix ($$$S_{ij} = \frac{\partial
\hat{\theta}_{j}}{\partial \theta_{i}}$$$) is computed through linear
regression of each estimated SM parameter $$$\hat{\theta_{j}}$$$ with respect to
the ground truth $$$\theta_{i}$$$ of all five SM parameters, reflecting how
changes in ground truth are picked up in the estimation.Results and Discussion
Fig. 1 shows that DKI metrics are sensitive to MS pathology, consistent with previous studies23, 24,
but the underlying pathological processes remain unclear.
Table 1 reveals many SM parameter changes between
control and MS, but these changes are not consistent across different SM estimation methods. Clearly, the
model assumptions and fitting constraints of each estimation method impact
these results. To help interpret these, we performed noise propagation for all
SM estimation methods.
Fig. 2 displays the sensitivity-specificity matrix for all SM
estimation methods, whereby diagonal elements measure sensitivity and off-diagonal elements show specificity. The sensitivity-specificity
matrix reveals how spurious findings may arise: for axial compartmental diffusivities,
Watson+ has a strong negative correlation with $$$f$$$, while Watson- and WMTI
have strong positive correlations with $$$p_2$$$, which makes them unreliable
in estimating axial compartmental diffusivities. Furthermore, ML-RotInv has the
highest sensitivity to $$$p_2$$$ demonstrated both by the
sensitivity-specificity matrix and the detection of a significant change (p <
0.001) in $$$p_2$$$ between controls and MS.
Overall, ML-RotInv seems the most robust and specific SM estimation method, and detects an increase in $$$D_e^{\bot}$$$ and decrease in $$$f$$$ (Table 1), which may reflect demyelination and axonal loss25, 26, warranting further investigation. Fig. 3,4 show scatter plots of $$$D_{e}^{\bot}$$$
versus $$$f$$$ for noise propagation and clinical data, respectively. While the negative correlation ($$$\rho=-0.46$$$) between $$$f$$$ and
$$$D_e^{\bot}$$$ by ML-RotInv in MS (Fig. 4) could be due to
estimation bias (Fig. 3), the positive correlation ($$$\rho=0.36$$$) in controls seems genuine. This observation is consistent among all estimation
methods, except for SMT and NODDI which have a tortuosity constraint. This is contrary to what tortuosity models8, 27 assume and could potentially be
understood by accounting for myelin. Conclusions
SM estimation methods introduce spurious changes
in MS pathology when applied to clinical dMRI. The
sensitivity-specificity matrix reveals important insight into the specificity
of each estimation method. These results also warn against employing simple constraints
in microstructure imaging and argue for more realistic biophysical models. Acknowledgements
This work was performed under the rubric of the Center for Advanced Imaging Innovation and Research (CAI2R, https://www.cai2r.net), a NIBIB Biomedical Technology Resource Center (NIH P41-EB017183). Thiswork has been supported by NIH under NINDS award R01 NS088040 and NIBIB awards R01 EB027075.References
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