Ying Liao1, Santiago Coelho1, Jenny Chen1, Benjamin Ades-Aron1, Dmitry S. Novikov1, and Els Fieremans1
1Radiology, NYU School of Medicine, New York, NY, United States
Synopsis
Biophysical
modeling of diffusion MRI is instrumental in achieving specificity to tissue microstructure
in human white matter. The “Standard Model” (SM) framework encompasses many approaches
assuming multiple Gaussian compartments. To robustly estimate SM parameters,
different constraints and techniques have been applied, resulting in different
outcomes. Here we evaluate the precision and accuracy of commonly used implementations and constraints for SM parameter estimation, and compare their results both
in simulations and in early human brain development.
Introduction
The Standard Model1 (SM)
has been proposed as an overarching dMRI model for white matter (WM), unifying many previously proposed WM models2-6. The
SM signal, measured along direction $$$\hat{g}$$$, is a convolution between
the fiber orientation distribution function (ODF) $$$\mathcal{P}(\hat{n})$$$
and the kernel response
$$$\mathcal{K}(b,\hat{g}\cdot\hat{n})$$$
$$S_{\hat{g}}(b) = \int_{|\hat{n}|=1} d\hat{n}
\, \mathcal{P}(\hat{n}) \, \mathcal{K}(b,\hat{g}\cdot\hat{n})$$
where
$$ \mathcal{K}(b,\xi) = S_0 \, [fe^{-bD_{a}\xi^2} +
(1-f)e^{-bD_{e}^{\parallel}\xi^2-bD_e^\bot(1-\xi^2)}]$$
with $$$\xi=\hat{g}\cdot\hat{n}$$$. Here $$$[f,D_{a},D_{e}^{\parallel},D_{e}^{\bot},p_2]$$$ are the intra-axonal space (IAS) fraction, IAS axial diffusivity, extra-axonal
space (EAS) axial diffusivity, EAS radial diffusivity and $$$l=2$$$ rotational
invariant of ODF, respectively. Due to the multi-compartmental nature of SM, the estimation
of kernel parameters is degenerate and thus specificity may become obscured.
Several constraints and techniques (e.g., WMTI2, WMTI-Watson3, NODDI4, SMT5, ML-RotInv6)
have been employed to resolve the degeneracy. Here we compare these popular WM
models using numerical noise propagations and apply them to the dMRI data of brain development7.Methods
SM parameter estimation techniques:
(1) ML-RotInv6 is a data-driven approach that maps the rotational
invariants of the dMRI signals to SM parameters using polynomials. No constraints are applied in the training.
(2) SMT5 uses the spherical mean to estimate
$$$f$$$ and axial diffusivities while using the tortuosity approximation for
$$$D_{e}^{\bot}$$$.
(3) NODDI4 fixes the axial diffusivities at
1.7 mm2/s, uses the tortuosity constraint for
$$$D_{e}^{\bot}$$$ and approximates the ODF as a Watson distribution.
(4) WMTI2 derives SM parameters from DKI
metrics assuming fibers are highly aligned.
(5) Watson-WMTI3 takes a step further from WMTI by
using a Watson distribution to allow some fiber dispersion. This approach has two solutions, thus we will show both
branches of Watson WMTI denoted as Watson+ ($$$D_{a} > D_{e}^{\parallel}$$$)
and Watson- ($$$D_{a} < D_{e}^{\parallel}$$$).
Numerical noise propagation:
dMRI signals were generated with random combinations of SM
parameters within the physical range. After addition of Gaussian
noise at SNR = 40, SM parameters were estimated by different SM estimation methods (1-5) and
compared to the ground-truth using following quality metrics:
(1) Root mean square error (RMSE) between
the estimation and ground truth.
(2) Sensitivity-specificity matrix ($$$S_{ij} =
\frac{\partial\hat{\theta}_{j}}{\partial\theta_{i}}$$$) is derived by
applying a linear regression of each estimated SM parameter $$$\hat{\theta_{j}}$$$ with respect to the
ground truth $$$\theta_{i}$$$ of all five SM parameters. This reflects how changes in ground truth
are picked up by the estimates.
(3) We measure the average statistical power by comparing two groups of synthetic data. The variance of each
group is representative of WM, and the mean is set to differ by a certain percentage.
In-vivo MRI:
59 pediatric subjects (0-3 years old, 29 males, 30 females) scanned
on a 1.5T Avanto Siemens MR scanner were retrospectively recruited in an
IRB-approved study. The dMRI protocol described in Ref. [7] included 30
directions for b=1000 s/mm2 and 30
directions for b=2000 s/mm2. As an adult
reference, 27 control subjects (18-35 years old, 14 males, 13 females) scanned
on a 3T Siemens Skyra or Prisma scanner were included, for which the dMRI
protocol (described in Ref. [8]) included 20 directions for b=1000 s/mm2 and 60 directions for b=2000 s/mm2. An in-house developed pipeline9 was used for denoising10, Gibbs artifact correction11, motion
and eddy current correction12. Regions of interest
were automatically segmented by a nonlinear mapping on the JHU WM label atlas13.Results
Fig. 1 shows that ML-RotInv has the lowest RMSE in every SM
parameter and the lowest number of outliers. The prior of ML-RotInv pushes the estimation towards the prior mean, while
the constraints in other models introduce different biases.
Fig. 2 displays the sensitivity-specificity matrix for all WM
models. Diagonal elements measure sensitivity, while off-diagonal
elements show spurious correlations between different parameters, leading to a loss of specificity. $$$p_{2}$$$ is disentangled from the SM kernel parameters by ML-RotInv,
whereas diffusivities are entangled.
Fig. 3 further corroborates the results in Fig. 2 by
providing the number of voxels needed to detect significant changes in SM
parameters. Note that multiple parameters can change at the same time in
pathology.
Fig. 4 demonstrates that the distribution of SM parameters in real data agrees with the bias predicted by the noise propagation in Fig. 1.
Fig. 5 exhibits a clear increase in $$$f$$$ and $$$p_{2}$$$
and decrease in $$$D_{e}^{\bot}$$$ in the splenium of corpus callosum, suggesting myelination and pruning takes place in the early
development of human brain.Discussion
ML-RotInv shows a more realistic trajectory of brain development in infancy,
whereas NODDI has a less clear upward trend for $$$p_2$$$ in the first 6 months of development and SMT has a
large gap in $$$f$$$ and $$$D_{e}^{\bot}$$$ between development data and the adult
reference. In addition, the abnormally low estimation of $$$f$$$ by ML-RotInv in newborn infants could be caused by the exchange between IAS and EAS through unmyelinated axons, which is not accounted for by SM.Conclusion
ML-RotInv has the best overall estimation
performance under three different quality metrics in simulation and shows
consistent results between infants and adults. By using a data-driven approach,
ML-RotInv achieves higher precision without imposing artificial constraints that
might introduce unknown biases. We believe ML-RotInv can more faithfully estimate SM
parameters under the broader aim of achieving specificity to the
microstructural changes in WM.Acknowledgements
This work was performed under the rubric of the Center for Advanced Imaging Innovation and Research (CAI2R, https://www.cai2r.net), a NIBIB Biomedical Technology Resource Center (NIH P41-EB017183). This work has been supported by NIH under NINDS award R01 NS088040 and NIBIB awards R01 EB027075.References
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