Marco Pizzolato1,2,3, Mariam Andersson3, Erick Jorge Canales-Rodríguez2, and Tim Bjørn Dyrby1,3
1Department of Applied Mathematics and Computer Science, Technical University of Denmark, Kgs. Lyngby, Denmark, 2Signal Processing Lab (LTS5), École Polytechnique Fédérale de Lausanne, Lausanne, Switzerland, 3Danish Research Centre for Magnetic Resonance, Copenhagen University Hospital - Amager and Hvidovre, Copenhagen, Denmark
Synopsis
The strongly diffusion-weighted MRI signal contains information about the axonal parallel and perpendicular diffusivities. Powder averaging has simplified the estimation of the perpendicular diffusivity, however it is difficult to estimate the parallel one because, as we show, the powder-averaged signal at strong diffusion weightings is insensitive to it. In this work we propose a method that enables the estimation of both diffusivities from only two conventional linear PGSE signal shells collected at high b-values. The method is tested on public MGH-HCP data to retrieve axonal diffusivities and calculate the MR radius in white matter.
INTRODUCTION
The use of high diffusion-weighting regimes, i.e. high b-values, coupled with powder averaging of the signal acquired along uniformly distributed directions, has largely simplified the task of estimating the perpendicular diffusivity of axons in white matter1. While high b-values entail that the diffusion-weighted magnetic resonance signal in a white matter voxel arises primarily from the axonal compartment (excluding myelin due to the use of high echo times)2, powder averaging removes the need to model orientational dispersion effects and the presence of multiple fiber bundles3. When representing the signal decay of the axonal compartment with an axisymmetric diffusion tensor, defined by parallel and perpendicular diffusivities ($$$\lambda_{\parallel}$$$,$$$\lambda_{\perp}$$$), the use of high b-values enables us to approximate the powder-averaged axonal signal with a modified power law1 which conveniently removes the need for estimating the parallel diffusivity, thus enabling a straightforward estimation of the perpendicular one. This advantage, however, also constitutes the fundamental reason why the high b-value powdered-averaged signal is inherently insensitive to the parallel diffusivity4, which cannot be reliably estimated. Alternative methods5 employ "prolate" tensor encoding (e.g. trough triple diffusion encoding) in addition to "linear" conventional Pulsed Gradient Spin Echo6 (PGSE) data to recover the parallel diffusivity while assuming, however, a negligible perpendicular diffusivity ($$$\lambda_{\perp}=0$$$).
We present a method for estimating both parallel and perpendicular diffusivities based on only two PGSE (linear) shells. Linear data has higher efficiency in diffusion gradient usage allowing to minimize the echo time, thus increasing the effective signal-to-noise ratio (SNR), and has optimal directional resolution7.METHODS
The representation of the axonal signal at b-value $$$b$$$ along a direction $$$\vec{u}$$$ is8
$$S_a(b,\vec{u}) = C \sum_{l=0,even}^{L} \sum_{m=-l}^{l} c^{'}_{lm} 2\pi e^{-b\lambda_{\perp}} \Psi_l\left(b[\lambda_{\parallel}-\lambda_{\perp}]\right) Y_l^m(\vec{u})$$
where $$$C$$$ is a constant that includes proton density, relaxation effects, and the axonal volume fraction, $$$c^{'}_{lm}$$$ are the spherical harmonics coefficients of the orientation distribution function expanded up to zonal order $$$L$$$, $$$Y_l^m$$$ is the real spherical harmonic basis9 of order $$$l$$$ and $$$m$$$, and where $$$\Psi_l$$$ are the solutions of $$$\int_{-1}^{1}P_l(\xi)e^{-\xi t^2}dt$$$ with $$$P_l$$$ being the $$$l$$$-order Legendre polynomial.
The proposed method considers the expansion in spherical harmonics of two PGSE shells acquired at high b-value, $$$b_2>b_1>>0$$$. We first expand the signal at $$$b_2$$$
$$S(b_2,\vec{n}) = \sum_{l=0,even}^{L} \sum_{m=-l}^{l} c_{lm}(b_2) Y_{l}^{m}(\vec{n})$$
recognizing that
$$c_{lm}(b_2) = c^{'}_{lm} C 2\pi e^{-b_2\lambda_{\perp}} \Psi_l\left(b_2[\lambda_{\parallel}-\lambda_{\perp}]\right)$$
and analogously
$$c_{lm}(b_1) = c^{'}_{lm} C 2\pi e^{-b_1\lambda_{\perp}} \Psi_l\left(b_1[\lambda_{\parallel}-\lambda_{\perp}]\right)$$
from which we observe that the ratio
$$\alpha_l(b_1,b_2,\lambda_{\parallel},\lambda_{\perp}) := \frac{c_{lm}(b_1)}{c_{lm}(b_2)} = e^{(b_2-b_1) \lambda_{\perp}} \frac{ \Psi_l\left(b_1[\lambda_{\parallel}-\lambda_{\perp}]\right)}{ \Psi_l\left(b_2[\lambda_{\parallel}-\lambda_{\perp}]\right)} $$
only depends on $$$\lambda_{\parallel}$$$ and $$$\lambda_{\perp}$$$ since the parts that do not depend on b-value (relaxation, proton density, volume fraction) are factored out. We then expand the signal at $$$b_1$$$ using the ratio $$$\alpha_l$$$
$$S(b_1,\vec{n}) = \sum_{l=0,even}^{L} \sum_{m=-l}^{l} \alpha_l(b_1,b_2,\lambda_{\parallel},\lambda_{\perp}) c_{lm}(b_2) Y_{l}^{m}(\vec{n}).$$
By obtaining the estimates $$$\hat{c}_{lm} (b_2)$$$ via linear least squares, eventually regularized9, we create the design matrix $$$A$$$ for the latter problem with entries $$$A_{ij}=\hat{c}_{j}(b_2)Y_{j}(\vec{n}_i)$$$ where $$$i$$$ iterates over the $$$N\ge(L+2)/2$$$ directions for the shell at $$$b_1$$$ and $$$j$$$ over all allowed combinations of indices $$$l$$$ and $$$m$$$. We then solve the linear problem $$$\textbf{s}=\textbf{A}\textbf{a}$$$ for the vector of coefficients $$$\textbf{a}=[\alpha_0,\alpha_2,...,\alpha_L]^T$$$ having $$$\textbf{s}=[S(b_1,\vec{n}_1),S(b_1,\vec{n}_2),...,S(b_1,\vec{n}_N))]^T$$$. Using non-linear least squares we finally obtain the estimates $$$\hat{\lambda}_\parallel$$$ and $$$\hat{\lambda}_\perp$$$ from the estimated ratios $$$\hat{\alpha}_l$$$ using the corresponding analytic expression indicated earlier. We evince that $$$L\ge2$$$ is required. Two different estimation procedures, the direct and constrained methods, are illustrated in Fig. 1 and described in the caption.RESULTS
Fig. 2 illustrates the sensitivity of the ratio $$$\alpha_l$$$ as a function of $$$\lambda_{\parallel}$$$ and $$$\lambda_{\perp}$$$ for different values of $$$l$$$ and calculated for $$$b_1=5000\,\textrm{s/mm}^2$$$ and for $$$b_2\in]5000,10000]\,\textrm{s/mm}^2$$$. The extrema of the range were fixed according to the acquisition protocol for the MGH adult diffusion data of the Human Connectome Project (MGH-HCP), which we used for the in vivo tests. Synthetic data was simulated based on the MGH-HCP protocol with $$$b_1=5000\,\textrm{s/mm}^2$$$ and $$$b_2=10000\,\textrm{s/mm}^2$$$. To do so we first extracted signal fractions and fiber orientation distribution function (fODF)10,11 from the lower shells of a MGH-HCP subject. Then we regenerated the data with the estimated fODF and fractions simulating white matter as a sum of intra- ($$$\lambda_{\parallel}^i=2.2e-9\,\textrm{m}^2\textrm{/s}$$$, $$$\lambda_{\perp}^i=0.2e-9\,\textrm{m}^2\textrm{/s}$$$) and extra-axonal water ($$$\lambda_{\parallel}^e=1.5e-9\,\textrm{m}^2\textrm{/s}$$$, $$$\lambda_{\perp}^e=1.04e-9\,\textrm{m}^2\textrm{/s}$$$)13. Rician noise with SNR=20 was added and data was subsequently denoised with a state-of-the-art pipeline12, also used to preprocess the real data. While noise-free data allowed to perfectly recover the diffusivities, these were misestimated due to residual noise (Fig. 3) - slightly less so with the constrained method. Nevertheless, in vivo results (Fig. 4) show values of $$$\lambda_{\parallel}$$$ in line with those found with prolate encoding13, indicating similar performance while avoiding the assumption2,13 of negligible perpendicular diffusivity. This enabled us to calculate axonal radii using the estimated $$$\lambda_{\parallel}$$$ and $$$\lambda_{\perp}$$$ from publicly available MGH-HCP data (Fig. 5).DISCUSSION
We showed that the higher $$$l$$$-order spherical harmonics coefficients are sensitive to the axonal parallel diffusivity and thus can be used for its estimation. With residual noise, direct and constrained estimates showed differences. Reduced SNR remains a limiting factor, therefore future studies should focus on developing more robust estimation strategies.CONCLUSION
The axonal parallel
and perpendicular diffusivities and radii can be estimated from only two-shell, available, linear PGSE data (MGH-HCP) with reduced assumptions and without the need for using prolate tensor encoding.Acknowledgements
This project has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No 754462 (MP). This project is supported by the Swiss National Science Foundation (SNSF, Ambizione grant PZ00P2_185814/1 to EJC-R).
Data were provided by the Human Connectome Project, WU-Minn Consortium (Principal Investigators: David Van Essen and Kamil Ugurbil; 1U54MH091657) funded by the 16 NIH Institutes and Centers that support the NIH Blueprint for Neuroscience Research; and by the McDonnell Center for Systems Neuroscience at Washington University.
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