Lu Lu1,2, Hailong Li1, Jeffrey Mills3, Heidi Schroeder2, Sarah Mossman2, Sara Varney2, Kim Cecil4, Melissa DelBello2, Amir Levine5, Xiaoqi Huang1, Qiyong Gong1, John Sweeny1,2, and Jeffrey Strawn2
1Huaxi MR Research Center (HMRRC), Functional and molecular imaging Key Laboratory of Sichuan Province,Department of Radiology, West China Hospital of Sichuan University, Chengdu, China, 2Department of Psychiatry and Behavior Neuroscience, College of Medicine, University of Cincinnati, Cincinnati, OH, United States, 3Carl H. Lindner College of Business, University of Cincinnati, Cincinnati, OH, United States, 4Cincinnati Children's Hospital Medical Center, Cincinnati, OH, United States, 5Division of Child and Adolescent Psychiatry, Department of Psychiatry, College of Physicians and Surgeons, Columbia University, New York, NY, United States
Synopsis
Increasing
placebo response rates represent a significant barrier to detecting treatment
effects in pediatric psychiatry clinical trials. To
identify biomarkers for it in adolescents with generalized anxiety disorder
prior to their entering a clinical trial, whole brain dynamic and static
functional connectivity (FC) were used. Dynamic and static
FC between the amygdala, dorsal anterior cingulate cortex, ventrolateral prefrontal cortex and regions that subserve
emotion control and inhibition were significantly associated with degree of placebo
response and differed between placebo responders and non-responders. These findings may be used to decrease placebo response in
clinical trials to more effectively evaluate novel treatments.
Introduction
Placebo response—symptomatic improvement patients experience while
receiving placebo during clinical trials—has recently been increasing
particularly in drug trials for pediatric patients with anxiety and depressive
disorders.1 This increase in placebo response degrades the ability to detect
treatment effects. Biomarkers that can identify placebo response in advance of
treatment could markedly improve efficiency of clinical trials, enhance
understanding of placebo response mechanisms, and potentially identify
pediatric patients who may not need drug therapy. In the present
study, we sought to identify biomarkers of placebo response in
pediatric generalized anxiety disorder (GAD)
using static and dynamic functional connectivity (FC) metrics as well as demographic and clinical features. Methods
Twenty-five adolescents with GAD were randomized to an 8-week placebo treatment after undergoing resting-state functional and T1
structural MR imaging on a 3 T scanner with a 32-channel phased-array head coil. Three patients were excluded
because of incomplete MR data, resulting in an imaging cohort of 22 patients.
Demographic and clinical characteristics of the patients are shown in Table 1.
Change in Pediatric Anxiety Rating Scale (PARS) score from baseline to endpoint
was used to measure placebo response. Patients with greater than 35% reduction
in PARS score were defined as placebo responders. Placebo responders and non-responders did not differ in age, sex, race, full-scale
IQ, baseline PARS or diagnosis, nor in terms of prior treatment (Table 1).
MR data were preprocessed with
the SPM12 package and DPABI toolbox using standard methods. Three regions of interest (ROI)
from the amygdala-prefrontal fear circuit (amygdala, dorsal anterior cingulate cortex [dACC] and ventrolateral prefrontal cortex [VLPC]) were identified using the Brainnetome
atlas.2 To detect dynamic FC variability, the sliding window
approach in DynamicBC toolbox was used. The sliding window length of 20 TR
(40 sec) and a step of 1 TR (2 sec) produced 121 temporal windows. In each
sliding window, the temporal correlation coefficients between the truncated
time course of the seeds and all the other voxels were calculated. Thus, 121
correlation maps were created for each participant. Then, a Fisher’s r-to-z
transformation was applied to all the correlation maps to improve the normality
of the correlation distribution. The standard deviation of the z values at each
voxel was used to generate dynamic FC maps. Seed‐based static FC maps were generated for each
ROI using the REST package.
Whole brain voxel‐wise
multiple regression analyses were performed to examine static and dynamic FC
maps in relation to placebo response. The AlphaSim approach was employed to correct for multiple
comparisons, with a threshold of p < 0.005 at the voxel level and p < 0.05
at the cluster level (minimum cluster size: 78 voxels). Multiple linear regression
models were used to examine the relationship between demographic and clinical
variables and extent of placebo response. Finally, placebo responders and non-responders were compared
(2-sample t tests) with regard to static and dynamic FC parameters that
were significantly associated with placebo response. p-values
<0.05 were considered statistically significant. Results
Placebo response
and baseline dynamic FC
Whole-brain correlation
analysis showed that greater placebo response was associated with more variable
dynamic FC between left amygdala and left
inferior parietal lobule (IPL), left amygdala and right insula, left amygdala
and right angular gyrus, right amygdala and left fusiform gyrus, left dACC and
left angular gyrus, right dACC and left medial prefrontal cortex (mPFC), and left
VLPFC and left IPL. Compared with non-responders, placebo responders had
significantly increased dynamic FC variability between the regions above (Figure
1, Table 2).
Placebo response
and baseline static FC
Greater placebo response was
associated with decreased static FC between the right amygdala and left
dorsolateral prefrontal cortex (DLPFC), right amygdala and right mPFC, left
dACC and bilateral posterior cingulate cortex (PCC). Placebo response was also
associated with increased static FC between the left VLPFC and right IPL. Compared
with non-responders, placebo responders had significantly altered
static FC between those regions (Figure 2, Table 2).
Placebo response and
demographic and clinical features
Placebo response was not associated with baseline age, sex, race, severity of anxiety symptom, treatment expectation, or comorbidities including presence of ADHD (Table 3). Conclusion
Anxiety disorder is a relatively prevalent disorder that affect nearly
20% children,3 and treatment developments are needed to improve pharmacological
options for this disorder. Understanding the neurobiology of placebo
response is thus important. The current study is the
first to examine baseline dynamic and static FC for predicting placebo response
in pediatric psychiatry. Our study showed that increased placebo response was
significantly associated with increased dynamic FC and decreased static FC between the amygdala, dACC, VLPFC and their functional related regions that subserve emotion control and inhibition. Moreover,
there were two different brain activity
patterns between placebo responders and non-responders. Specifically, increased flexibility (i.e., increased
dynamic FC and decreased static FC) in placebo responders suggests that
these patients may be more responsive to moment-to-moment shifts between external
and internal stimuli. These findings raise the
possibility that FC could serve as a useful biomarker for identifying likely placebo
response, and thus be used to decrease placebo response in clinical trials to
more effectively and efficiently evaluate novel treatments. Acknowledgements
Dr. Strawn has received research support from the
National Institutes of Health (NIMH/NIEHS/NICHD) as well as Allergan,
Neuronetics and Otsuka. He has received material support from and provided
consultation to Myriad Genetics and receives royalties from the publication of
two texts (Springer) and serves as an author for UpToDate and an Associate Editor for Current Psychiatry. Dr. Strawn also receive research support from
the Yung Family Foundation. Dr. Lu has receive support from the Chinese
Government Scholarship. Dr. Huang has received research support from National Nature Science Foundation (Grant NO. 81671669), Science and Technology Project of Sichuan Province (Grant NO. 2017JQ0001).References
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