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Treatment efficacy of asymptomatic carotid artery stenosis patients evaluated by clinically applicable hemodynamic MRI and cognitive testing
Stephan Kaczmarz1,2, Jens Göttler1,2,3, Jan Petr4, Nico Sollmann1, Lena Schmitzer1, Andreas Hock5, Mikkel Bo Hansen6, Kim Mouridsen6, Claus Zimmer1, Fahmeed Hyder2, and Christine Preibisch1,7
1School of Medicine, Department of Neuroradiology, Technical University of Munich, Munich, Germany, 2MRRC, Yale University, New Haven, CT, United States, 3School of Medicine, Department of Radiology, Technical University of Munich, Munich, Germany, 4Institute of Radiopharmaceutical Cancer Research, Helmholtz-Zentrum Dresden-Rossendorf, Dresden, Germany, 5Philips Healthcare, Hamburg, Germany, 6Institute of Clinical Medicine, Aarhus University, Aarhus, Denmark, 7School of Medicine, Clinic of Neurology, Technical University of Munich, Munich, Germany

Synopsis

Hemodynamic MRI is highly promising to improve treatment decisions in asymptomatic internal carotid artery stenosis (ICAS). However, treatment efficacy evaluations require clinically applicable techniques, such as dynamic susceptibility contrast (DSC) and resting-state BOLD-based evaluations of amplitude of low-frequency fluctuations (ALFF). We present data from 16 asymptomatic ICAS patients before and after treatment and 17 age-matched healthy controls measuring cerebral blood volume (CBV) and capillary transit-time heterogeneity (CTH) by DSC and ALFF with additional cognitive testing. We hypothesized recovery of hemodynamic impairments after revascularization. Our results confirmed this hypothesis for all parameters. Interestingly, at the same time cognitive function remained impaired.

Purpose

Internal carotid-artery stenosis (ICAS) is a major public health issue and accounts for approximately 10% of all strokes.1 While effective interventions by carotid artery stenting (CAS) or carotid endarterectomy (CEA) can reduce stroke risks,2 they come with substantial risks.3 Those competing risks complicate decisions, especially in asymptomatic ICAS and create the need for improved postoperative outcome evaluations.3 Even though hemodynamic-MRI4-6 is highly promising for this purpose,7,8 clinically applicable methods are missing.
Individual stroke risk assessment was proposed by cerebrovascular reactivity (CVR) measurements.9-11 CVR was demonstrated to correlate with readily applicable amplitudes of low-frequency fluctuations (ALFF) of resting-state BOLD, based on spontaneous arterial CO2 fluctuations during normal breathing.8,12-14 CVR decreases in ICAS are caused by chronic vasodilation, inducing concomitant cerebral blood volume (CBV) increases.15-17 CBV imaging is clinically established by dynamic susceptibility contrast (DSC)-MRI.18 Recent DSC-modeling additionally derives capillary transit-time heterogeneity (CTH)19 and previous studies already indicated widespread capillary dysfunction in ICAS.20,21 However, further validations of ALFF and DSC-imaging are required to test their sensitivity to hemodynamic recovery after ICAS-treatment. Moreover, revascularization effects on known cognitive impairments5,22 are widely unknown.23,24
The aim of our study was therefore to evaluate treatment efficacy by ALFF and DSC-MRI in asymptomatic ICAS-patients and age-matched healthy controls (HC). We hypothesized recovery of hemodynamic impairments after treatment. Moreover, we investigated revascularization effects on cognitive performance.

Methods

Thirty-three participants (16 asymptomatic, unilateral ICAS-patients, age=71.4±5.8y, mean NASCET 81% and 17 HCs, age=70.8±5.3y) underwent MRI on a 3T Philips Ingenia (Philips Healthcare, Best, Netherlands) using a 16-channel head-neck-coil. A second MRI-scan was performed in patients (follow-up time after treatment: minimum 3 months, mean 10.5 months, Tab.1) and in HC for comparisons. Measurements and derived parameters are summarized in Figure 1. On FLAIR, white matter lesion (WML) masks were segmented automatically25 and Fazekas-scores26 evaluated (JG,LS). ALFF was calculated with temporal filtering (0.01-0.08 Hz),27 after motion correction, careful artefact reduction by principal component analysis and smoothing (Gaussian FWHM=8x8x8mm3). Parametric modeling of DSC yielded relative CBV (rCBV) and CTH-maps.19 All parameter-maps were MNI-normalized. Processing was performed with SPM1217 and custom Matlab-programs. By visual ratings, artefact-affected maps were excluded (SK,CP). Median parameter-values between hemispheres were extracted in GM of MCA perfusion-territories28 (Fig.1),5,29 in ICAS ipsilateral and contralateral to the stenosis. Visual attention lateralization was tested based on the theory of visual attention (TVA).30 Two-sample t-tests were considered statistically significant at p<0.05.

Results

Exemplary data is shown in Figure 2. On group level, all hemodynamic parameters were impaired in ICAS before treatment (Fig.3A,C,E). ALFF was ipsilaterally decreased by -5.0% (p<0.01), CTH increased by +21.4% and rCBV increased by +4.3% (p<0.01 & p<0.03, respectively). Parameter lateralization ∆CTH and ∆rCBV was significantly stronger in ICAS compared to HC (p<0.001 & p<0.03), but not for ∆ALFF (p=0.07). After treatment, hemodynamic impairments recovered (Fig.3B,D,F). Lateralization ∆CTH and ∆rCBV improved by approximately 80%, each (Fig.4A). Symmetry was found for ALFF, rCBV and CTH (p>0.17, each). However, ALFF standard deviation increased (Fig.3B). At the same time, all parameters were symmetrical in both HC scans (data not shown). WML evaluation revealed no group differences before treatment (ICAS: 5648 mm3 vs. HC: 5033 mm3, p=0.66). After treatment, WML-load slightly increased non-significantly (ICAS: +718 mm3 with p=0.14, Fig.4C; HC: +297 mm3 with p=0.21). Fazekas-scores were unaffected in follow-up scans (ICAS: 1.56±0.63; HC: 1.12±0.93, in both scans, each).
The cognitive performance of ICAS-patients before treatment was not globally affected,5 but visual attention lateralized by 22% (p<0.01). It was postoperatively unchanged (p=0.73) and remained lateralized (Fig.4B).

Discussion

As hypothesized, ALFF and DSC-based hemodynamic parameters were sensitive to impairments of ICAS in MCA-territories before treatment and their postoperative recovery, without compromising the specificity as affirmed by symmetrical HC results in both scans. In ICAS, ipsilateral ALFF decreases with concomitant rCBV increases indicate chronic vasodilation,4,17 which normalised after treatment, in agreement with the literature.31-33 Our measured long-term CTH recovery is in line with CTH recovery at 24h after treatment, as presented by Arsava et al.34
In the presented patient cohort, we have previously demonstrated correlations of pre-OP lateralization between visual attention and perfusion.5 Despite of the postoperative hemodynamic improvements, we found unaffected cognitive performance, according with Schroeder et al.29 One possible explanation is that cognitive impairments are irreversible. Another possible explanation relates to associations of stenting with micro embolism risks, which can impair cognitive function.35 Cognitive decline by micro emboli35 and postoperative hyperfusion36 might thus compensate with improvements by normalized ∆CTH37. This would also fit with slightly increased postoperative WML.
ALFF variations were generally high and preoperative ∆ALFF=-5% was weak compared to previously presented ∆CVR=-20% by breath-hold fMRI in the same patient-cohort,38 pointing to limited sensitivity of ALFF in agreement with the literature.8,39

Conclusion

We successfully analyzed hemodynamic impairments and their recovery after treatment of ICAS-patients by ALFF and DSC-MRI in MCA-territories in line with previous studies. Both techniques are promising for clinical applications with reasonable scan times, availability at most MR-scanners and minimal required patient cooperation. However, diagnostics in individual patients may benefit from increased sensitivity of more sophisticated CVR-imaging techniques. Interestingly, we found unaffected cognition after revascularization. This implies irreversible effects even in asymptomatic ICAS and demands further evaluations in future studies to assess clinical ICAS-treatment outcomes and improve the treatment guidelines.

Acknowledgements

We acknowledge support by the Friedrich-Ebert-Stiftung, Dr.-Ing. Leonhard-Lorenz-Stiftung (grant SK 971/19) and the German research Foundation (DFG, grant PR 1039/6-1).

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Figures

Table 1: Overview of study participants. Presented are the status of either healthy control (HC) or ICAS-patient; the side of the stenosis; gender; age at the pre-treatment scan in years; type of treatment: carotid endarterectomy (CEA) or carotid artery stenting (CAS); the delay between treatment and the second scan after treatment in months. ICAS-patients were scanned before and after treatment, HC were scanned also twice for comparisons.

Figure 1: MRI protocol and cognitive testing. Lesion volume was segmented25 on FLAIR and grey matter masks on MPR. Amplitude of low-frequency fluctuations (ALFF) maps were derived by resting-state fMRI,27 relative cerebral blood volume (rCBV) and capillary transit-time heterogeneity (CTH) by DSC.19 Lateralization of hemodynamic parameters (green) were compared in GM of vascular territories (left MCA blue, right MCA red).28 Besides, visual attention wλ was tested based on theory of visual attention (TVA, orange).30 All measurements were performed before and after treatment.

Figure 2: Exemplary imaging data of right-sided ICAS-patient. Maps of ALFF (A,B), CTH (C,D) and rCBV (E,F) maps are compared before (A,C,E) and after treatment (B,D,F). All MNI-normalized maps and are overlaid on T1w-MNI and corresponding axial positions are noted. The maps were masked with GM of the MCA territory and here smoothed for illustration (Gaussian FWHM=6x6x6mm3). After treatment, ALFF increased ipsilateral to the stenosis, while CTH and rCBV decreased (arrows). For group level analyses, median parameter values of unsmoothed maps were evaluated per hemisphere.

Figure 3: Bland-Altman plots of hemodynamic recovery in ICAS. ALFF (A,B), CTH (C,D) and rCBV (E,F) are compared for ICAS-patients before (orange) and after treatment (green) between hemispheres ipsilateral (ipsi) and contralateral (contra) to the stenosis. Each data point corresponds to the median parameter value within the MCA territory’s GM of each subject and hemisphere. Asterisks indicate significant hemispheric side differences with p<0.05. All parameters were lateralized before treatment (A,C,E) and symmetrical after treatment (B,D,F).

Figure 4: Hemodynamic, cognitive and structural changes after ICAS-treatment. Parameters were evaluated in ICAS-patients before (orange) and after treatment (orange) comparing MRI-based ALFF, CTH & rCBV values (A). Cognitive testing based on TVA revealed visual attention lateralization wλ (B). Whole brain white matter lesions were quantified by MRI (C). Relative parameter changes after treatment are noted on top of each graph. Two-sample t-test p-values of pre- vs. post-OP are noted at the bottom of each panel and asterisks indicate significant differences with p<0.05.

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