Xiaowei Zhuang1, Zhengshi Yang1, Brent Bluett1, Sarah Banks1, and Dietmar Cordes1,2
1Cleveland Clinic Lou Ruvo Center for Brain Health, Las Vegas, NV, United States, 2University of Colorado, Boulder, CO, United States
Synopsis
We have introduced a new
method to determine the optimal time-dependent window-size for calculating sliding-window
correlations between two non-stationary time series. The time-dependent
window-size is calculated from the local information of intrinsic mode
functions of each time series computed using empirical mode decomposition. Results
from simulation demonstrate that the running-correlation computed with a time-dependent
window-size is able to capture local transients without creating unstable
fluctuations. By incorporating the optimal window-size in a whole-brain dynamic
functional connectivity analysis, we are able to view differences in
whole-brain temporal dynamics between normal control subjects and PD subjects
more precisely.
Introduction
Temporal dynamics of
brain’s intrinsic networks have been widely studied using a sliding-window method1,
2. A technical challenge of this method is the proper choice of the
window-size. Specifically, a large window may miss existing temporal transients
whereas a small window may produce unstable results3. In
this study, we describe a new method to determine a time-dependent window-size in a sliding-window analysis. This window-size is
calculated from the instantaneous period and energy of each intrinsic mode
function (IMF) obtained from empirical mode decomposition (EMD) of each time series4,
5. The IMFs track the local periodic changes of non-stationary time series
and can be used to compute an optimum window-size at each time-point. We further
incorporate the optimum window-size to explore whole-brain dynamic functional
connectivity2,6 changes in normal controls (NCs) and subjects with Parkinson’s disease (PD). Methods
Time-dependent window-size: Given two time series y1(t) and y2(t) where t denotes each time point, a time-dependent
window-size is determined as follows: Each time course (yp(t),p=1,2) is first decomposed
into different IMFs (cpi(t)) using EMD4,5,
i.e.yp(t)=Σicpi(t)+rp(t),
where rp(t) are the residuals. The Hilbert transform4 is then
performed on each IMF to compute the
instantaneous period (Tpi(t)) and energy density (Epi(t)). Next, the time-dependent
period (Tp(t)) at
every t is determined as an average of
Tpi(t) weighted by the energy density Epi(t)
, i.e.Tp(t)=(1/ΣiEpi(t))*Σi(Tpi(t)*Epi(t)). The
final time-dependent window-size of y1(t) and y2(t) to obtain an optimal sliding-window correlation
is chosen to be Td(t)=max(T1(t),T2(t)). Simulation: Two non-stationary time
series, y1 and y2, were
simulated at TR = 1s (Fig. 1(A)), with a static correlation of -0.02. The
dynamic correlations between y1 and y2 were calculated and compared using the sliding-window
method with two fixed window-sizes: 10TR and 50TR, as well as the
time-dependent window-size Td(t). Real fMRI data: We studied data from 18 NCs (14 Males; 64.25±9.50 years) and 20 de-novo
PD patients (11 Males; 58.03±11.54 years; UPDRS-III: 15.05±7.43) obtained from
Parkinson’s Progression Markers Initiative (PPMI) database7.
Resting-state fMRI were performed on 3T Siemens scanners (TR/TE/Flip
Angle/Resolution=2.4s/25ms/80deg/3.3mm3, 210 time-frames) and went
through standard preprocessing steps. Whole-brain
dynamic functional connectivity analysis with the time-dependent window-size: A flow chart of
our analysis is presented in Fig. 2. First, a group ICA with 100 components was
carried out using fMRI time-series from both PD and NC subjects. 72 components
were identified as network-related components and the corresponding
subject-specific ICA maps and time courses were calculated using
dual-regression. The whole-brain dynamic connectivity matrices were calculated
using sliding-window correlations between pairwise subject-specific ICA time
series with the time-dependent window-size Td(t). The connectivity
matrices in each sliding-window were then concatenated in time for each
subject, and further stacked for both PD and NC subjects. K-means clustering was performed on the concatenated
connectivity matrix from all subjects to estimate dynamic functional states for
both groups. The optimum cluster number k was determined by the leave-one-out cross-validation. Finally, the time spent in each state and
the frequency of state alternations were calculated for every subject separately
and used to compare the temporal dynamics between the PD and NC groups.Results
The dynamic correlations
between the two simulated time series (Fig.1(A)) were calculated using
different window-sizes (Fig.1(B)). Compared to the fixed window-size (dashed
lines, Fig.1(C)), the time-dependent window (solid line) captures local
transients and avoids unstable fluctuations in calculating correlations. Fig. 2
shows the flow chart of our whole-brain dynamic connectivity analysis with
time-dependent window-size. Static correlation within and between each network (Fig.3(A))
are revealed by Fisher’s z statistics and shown in Fig. 3(B). Three dynamic
functional states are determined from the leave-one-out cross-validation in
k-means clustering for both PD and NC subjects (Fig. 4(A)). Fig. 4(B) shows
that NC subjects spend significantly more time in State II, which has stronger connections,
both between and within networks, whereas PD patients tend to stay longer in
weaker connected functional states I and III. Furthermore, significant
reduced frequency of state alternations (p=0.0046) is found in PD group (Fig.
4(D)), which is not observed when repeat the same analysis with a fixed
window-size of 13TR (~30secs) or 20TR (~50secs), as used in previous studies2,3. Discussion and Conclusion
Our method determined a
time-dependent window-size in a sliding-window method based on local information
of IMFs from each ICA time series. The running-correlation computed with a time-dependent
window-size was able to capture local transients without creating unstable
fluctuations (Fig. 1). By incorporating the optimum window-size in whole-brain
dynamic functional connectivity analysis (Fig. 2), we found altered whole-brain
temporal dynamics in PD subjects (Fig. 4). This finding corroborates with
previously reported electrophysiology data in PD8. Acknowledgements
The
study is supported by the National Institutes of Health (grant number
1R01EB014284 and P20GM109025). PPMI is sponsored and partially funded by The
Michael J. Fox Foundation for Parkinson’s Research (MJFF). Other funding
partners include a consortium of industry players, non-profit organizations and
private individuals (for a full list see http://www.ppmi-info.org/about-ppmi/who-we-are/study-sponsors/).References
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