Xiaolin Liu1, Xinhuai Wu2, Shanshan Chen3, Lubin Wang3, Bing Wu2, Yituo Wang3, Mingmei Ge2, Zhan Xu1, B. Douglas Ward1, Shi-Jiang Li1, and Zheng Yang3
1Medical College of Wisconsin, Milwaukee, WI, United States, 2Army General Hospital, Beijing, China, 3Beijing Institute of Basic Medical Sciences, Beijing, China
Synopsis
How brain injuries
affect the information content carried by signals of brain imaging modalities
in patients with consciousness disorders has received little attention. We
proposed a novel principal-components-analysis-based approach to quantify regional
information content in patients in a minimally conscious state (MCS) and with
unresponsive wakefulness syndrome (UWS). We show a reduction of regional
information content in both patient populations. Importantly, our analyses
revealed differential patterns in the reduction of information content in the sensory
and memory compared with high-order cognitive systems in MCS and UWS; such
observations are consistent with the clinical symptoms in the two DOC patient
populations.
Introduction
Understanding the
neuropathological mechanisms underlying severe disorders of consciousness (DOC)
in patient populations remains one of the central challenges in clinical
neuroscience.1 Information
Integration Theory proposes that the level and richness of consciousness depend
on the information capacity and the amount of integrated information in the
brain.2, 3 Brain injuries, of either traumatic or anoxic nature,
may lead to diminished consciousness in patients by reducing the brain’s
information capacity or disrupting its ability to integrate information. Despite
extensive functional imaging-based network connectivity studies on
consciousness disorders,1, 4 how brain injuries affect the information
content carried by signals of brain imaging modalities in DOC patients has
received little attention. Here we propose a novel approach to quantify changes
of regional information content in the brain by assessing the entropy
delineated by the principal components (PCs) of regional voxel-based functional
imaging signals in clinical patients in a minimally conscious state (MCS) and
with unresponsive wakefulness syndrome (UWS). Based on the
differences in the clinical symptoms of MCS and UWS,5 we hypothesized (1)
that reduced regional information content are present in both MCS and UWS relative
to healthy control, and (2) that as the symptoms of DOC deepen from MCS to UWS,
UWS exhibits more reduced information content in sensory and high-order cognitive
systems of the brain compared with both healthy control and MCS.
Methods
Resting-state
functional magnetic resonance imaging (rs-fMRI) was performed in 31 UWS patients,
23 MCS patients, and 20 age-matched healthy control individuals. Standard
imaging preprocessing procedures were performed. Cleaned voxel BOLD fMRI
signals were standardized to z-scores and bandpass filtered within 0.01–0.1 Hz.
Regional information content was quantitatively assessed by the entropy (H, Eq. 1) of the
PCs of voxel-based BOLD fMRI signals contained within individual
neuroanatomical regions,6 $$H=(1/2)*log((2\pi e)^{n}*det(COV))$$ where n is the number of the first few PCs determined
by setting a threshold of the total percentage of variance explained (PVE; 85% in this study), COV is the covariance matrix of PVE-determined
PCs in a specific region, and det(COV)
denotes the determinant of the covariance matrix.
Results
One-sample Kolmogorov-Smirnov tests showed that
99.82%, 99.65%, and 95.05% of all PCs in all brain regions and all subjects in
healthy control, MCS, and UWS can be considered coming from a Gaussian
distribution, supporting the calculation of entropy using Eq. 1. Regional
entropy obtained across the brain in healthy individuals and patients varied in
a group-dependent manner with the highest group mean entropy found in healthy
control (Fig. 1A left), which was moderately reduced in MCS (Fig. 1A middle)
and showed a substantial reduction in UWS (Fig. 1A right). Detailed analyses revealed
that, as the symptoms of DOC deepen from MCS to UWS, regional information
content also was significantly reduced in that order in the sensory and memory
systems of the brain (Fig. 1B–D; Fig. 2A). In contrast, with few exceptions,
regional information content in high-order cognitive systems remained
statistically at a similar level as those in healthy controls in MCS patients
and only showed a significant reduction in UWS patients (Fig. 2B).Discussions and Conclusions
These findings
provide, within the current theoretical context of human consciousness,
direct evidence that diminished consciousness in MCS and UWS is associated with
a reduction of information content in the brain carried by regional BOLD
rs-fMRI signals. Further, the findings reveal, for the first time, differential
patterns of the reduction of information content in the sensory and memory compared
with cognitive systems in MCS and UWS; such observations are consistent with
the manifestations of clinical symptoms in the two DOC patient populations. Together,
the findings suggest a systems-level mechanism in term of the alteration of
regional information content in the brain that may underlie consciousness
disorder in MCS and UWS patient.Acknowledgements
The authors thank
Ms. Lydia Washechek, BA, for editorial assistance. The authors declare no
conflict of interest.References
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