Yuexi Huang1, Nir Lipsman2,3, Ying Meng2,3, Allison J. Bethune3, Benjamin Lam3,4, Mario Masellis3,4, Nathan Herrmann3,5, Chinthaka Heyn1,6, Isabelle Aubert1,3, Alexandre Boutet6, Gwenn S. Smith7, Sandra E. Black3,4, and Kullervo Hynynen1,8
1Sunnybrook Research Institute, Toronto, ON, Canada, 2Division of Neurosurgery, Sunnybrook Health Sciences Centre, Toronto, ON, Canada, 3Hurvitz Brain Sciences Research Program, Sunnybrook Research Institute, Toronto, ON, Canada, 4Division of Neurology, Sunnybrook Health Sciences Centre, Toronto, ON, Canada, 5Division of Geriatric Psychiatry, Sunnybrook Health Sciences Centre, Toronto, ON, Canada, 6Department of Medical Imaging, Sunnybrook Health Sciences Centre, Toronto, ON, Canada, 7Department of Psychiatry and Behavioral Sciences and Radiology and Radiological Sciences, Johns Hopkins University, Baltimore, MD, United States, 8Department of Medical Biophysics, University of Toronto, Toronto, ON, Canada
Synopsis
In a phase I clinical trial, the
feasibility and safety of focal blood-brain barrier (BBB) opening in patients with Alzheimer’s
disease using the ExAblate focused ultrasound system was evaluated.
Six patients were treated in the white matter of the prefrontal cortex. It was demonstrated that BBB
opening can be achieved without any red-blood-cell extravasation.
Introduction
For treating Alzheimer’s disease,
studies in transgenic mouse models have shown that blood-brain barrier (BBB)
opening by focused ultrasound (FUS) results in significant reductions in
amyloid as well as a reversal of memory deficits1,2. In this
phase I trial, the feasibility and safety of focal BBB opening in patients with
Alzheimer’s disease using the ExAblate FUS system was evaluated.Methods
Six
patients with mild-to-moderate Alzheimer’s disease were investigated. The study was
approved by the institutional Research Ethics Board. A modified clinical
MR-guided FUS brain system (ExAblate 4000, 230 kHz, InSightec, Tirat Carmel,
Israel) was used with a 3T MR scanner (Signa MR750, GE Healthcare, Milwaukee,
WI, USA). The patient's head was shaved and positioned in the FUS array with a
stereotactic frame. To minimize potential complications in the event of
bleeding, a non-eloquent brain region of 5 or 9 mm in diameter in the white matter
of the dorsolateral prefrontal cortex was selected as the target, avoiding
sulci and large vessels. The focus was steered during sonications over a
2x2 grid with 2.5mm spacing or a 3x3 grid with 3mm spacing, depending on the
size of the target volume. The overall pulse repetition frequency of FUS
was 0.9%. A bolus injection of 4 ul/kg of Definity microbubbles (Lantheus Medical Imaging, N. Billerica, MA, USA)
was applied simultaneously with each sonication (1/5th of the
clinical dose for ultrasound imaging). With the first injection of
microbubbles, a ramp sonication with 5% step-size in incremental power was
applied to find the appropriate power level based on feedback of cavitation
signals. Cavitation
signals were detected by six acoustic receivers and a cavitation threshold was
established based on a pre-clinical study3. Once clear cavitation
was detected at a certain power level, a 100 s sonication over the grid at half
of the power level4 was applied with a separate injection of
microbubbles for BBB opening. Post sonication, Gd (Gadovist, Bayer)-enhanced 3D
FSPGR images were acquired to verify the BBB openings, and T2*-weighted GRE
images (TE=15ms) were collected to detect potential hemorrhage. After the
treatment, the patient was released from the head frame and MR scans were
repeated with an 8-channel head coil for better quality images. A second
treatment was performed one month later at the same target plus an adjacent
volume to evaluate the feasibility of repeated and larger BBB opening volumes.Results
BBB
opening was successfully achieved demonstrated by Gd enhancement in the
treatment area with a signal intensity increase of 35 ± 22%. Hypointensities
detected on T2*w images were observed for the first subject indicating
microscopic hemorrhage. Subsequently, the cavitation threshold was lowered and
no further hypointensity was observed on following treatments. Figure 1 shows
Gd enhancement after BBB opening of a 2x2 grid in 3-plane views. Figure 2 shows
no hypointensity signal in the T2*w image at the BBB opened volume. At the
second treatment, BBB was successfully opened again in 5 patients (1 pending).Discussion
In an
earlier reported case of BBB opening in brain tumors5, BBB opening
was accompanied by minor red-blood-cell (RBC) extravasations. Since then a ramp
sonication was developed with power increments in finer steps so that the
proper power level could be detected by cavitation signals with better
accuracy. With the current study in Alzheimer's patients, we demonstrated that
BBB opening can be achieved without any RBC extravasation.
For
this study, we targeted a non-eloquent brain region. With the establishment of
the feasibility and safety profile, further investigation is warranted to
target potentially more eloquent areas such as the hippocampus6 and
other cortical and subcortical structures.
Acknowledgements
The
authors thank the Focused Ultrasound Foundation for funding this trial and
InSightec for technical supports of the ExAblate system. The development of
this method was funded by NIH grant no. EB003268.References
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