Synopsis
Many brain-based disorders are traditionally diagnosed based on clinical interviews and behavioral assessments. Using Alzheimer’s spectrum (i.e. mild cognitive impairment [MCI] and Alzheimer’s disease [AD]) as a test case, we investigated whether clinical diagnostic grouping is grounded in underlying neurobiological and phenotypic clusters. In order to do so, three unsupervised learning methods were applied on resting-state fMRI connectivity measures obtained from subjects with MCI and AD. High similarity was achieved between connectivity and phenotypic clusters while similarity was low with clinical diagnosis. It shows that neurobiological and phenotypic markers could be used to improve the precision of clinical diagnosis.Introduction:
Alzheimer’s
disease (AD) is a chronic neurodegenerative disorder that gradually impairs memory
and cognitive performance, and eventually the ability to carry out the simplest
tasks. AD is traditionally diagnosed based on clinical interviews and psychometric
testing, which are recognized to be largely imperfect. Therefore, it is
necessary to establish neuroimaging-based biomarkers to improve diagnostic
precision. Resting state functional magnetic resonance imaging (rs-fMRI) has
been used as a promising technique for automatic identification of AD from
healthy controls (HC)
1,2,3. However, most of these classification methods
are supervised, i.e. they require a
priori clinical labels to guide classification. In this study, we adopted various
unsupervised clustering methods using rs-fMRI connectivity to investigate
hidden structures in the AD spectrum without relying on a priori clinical labels.
Methods:
Rs-
fMRI
data from Alzheimer’s disease neuroimaging initiative (ADNI) database (http://adni.loni.usc.edu/) was used in this study. The sample
consisted of subjects with three progressive stages of cognitive impairment – early
mild cognitive impairment (MCI, N=23), late MCI (N=29) and AD (N=13) – along
with matched healthy controls (HC, N=31). Data was acquired in a Philips 3T MRI
scanner with TR=3s, TE=30ms and slice thickness=3
.3mm. Standard pre-processing
steps were performed and mean
fMRI time-series were obtained from 200
functionally homogenous brain regions (cc200 template
4). Static and dynamic functional
connectivity
5 (SFC and DFC) were obtained between all
pairs of brain regions. While SFC gives connectivity strength, variance of DFC
(
vDFC) gives the temporal variability of connectivity
5, and has been shown to convey
biologically relevant information
6 which is distinct from static
connectivity. Significant group differences were obtained in SFC (and
vDFC)
using ANOVA and only the top significant features (p<0.01) were further used
in
clustering analysis.
The main idea of unsupervised
clustering is to group objects in such a way that objects in the same group are
more similar to each other than to those in other groups. In this study, three clustering
methods were adopted, i.e., hierarchical clustering
7, ordering points to identify the
clustering structure (OPTICS)
8 and density peak clustering (DPC)
9. These methods were specifically chosen
because they did not require a priori
specification of the number of clusters. Since clustering accuracy is often
lower in high dimensional feature spaces, feature selection methods were applied.
A forward searching (FS) method was used by ranking features based on statistical
significance and sequentially adding features for clustering. The optimal
subset was then determined to be the one resulting in
highest accuracy. However,
this method did not guarantee a global optimum as
statistical significance of
individual features does not necessarily guarantee cluster separation when they
are combined. To overcome this problem, a genetic algorithm (GA) was used in this
study
10. GA is a search heuristic method
inspired by stochastic evolution theory. It starts from a set of randomly
generated solutions and iteratively selects better solutions with larger objective
values, which have been generated from crossover and mutation operations (Fig. 1).
Clustering was applied on three types of features: (i) SFC and
vDFC, (ii)
clinical diagnostic labels, and (iii)
phenotypic and genetic variables
11,12,13 (Table 1). The accuracy of the clustering
and feature selection were assessed by computing the similarity
14 of clustering between all three feature
types. We hypothesized that clinical diagnosis must have high clustering
similarity with
neurobiological (connectivity) and
phenotypic/genetic markers
of disease.
Results and Discussion:
FS
and GA methods were compared in terms of similarity obtained from different
iterations (see Fig. 2). With FS, the curve oscillated dramatically, while with
GA, a clearly step-wise convergence was observed. Also, GA led to larger peak
similarity. OPTICS gave higher similarity compared to DPC and hierarchical
methods (Table. 2) and the determined number of clusters was consistent with
clinical diagnosis. Features selected by GA and OPTICS mainly included connections
in all lobes of the brain and more specifically related
to default mode network (DMN), e.g., medial temporal lobe (MTL), posterior
cingulate cortex (PCC), precuneus, superior and inferior parietal gyri (Fig. 3).
These findings are consistent with previous studies
1,2 showing alterations in DMN in MCI and AD. Selected phenotypic/genetic variables are shown in Table 1
and are consistent with known behavioral and genetic alterations on the AD
spectrum
12,13,15. The similarity was highest
between connectivity and phenotypic variables while clinical diagnosis had low
similarity with both of them. This
suggests that clinical diagnostic criteria for MCI and AD are not completely
grounded in underlying neurobiological, neurobehavioral and genetic markers. Further,
our framework using unsupervised clustering may be used to evaluate the
fidelity of clinical diagnostic criteria in other brain-based disorders.
Acknowledgements
Data used in this article were obtained from the Alzheimer’s Disease Neuroimaging Initiative (ADNI) database (adni.loni.usc.edu). Investigators within ADNI contributed to design and implementation of ADNI and provided data but did not participate in analysis or writing of this report. Complete listing of ADNI investigators can be found at: http://adni.loni.usc.edu/wp-content/uploads/how_to_apply/ADNI_Acknowledgement_List.pdf.
Data collection and sharing for this work was funded by the Alzheimer's Disease Neuroimaging Initiative (ADNI) (National Institutes of Health Grant U01 AG024904) and DOD ADNI (Department of Defense award number W81XWH-12-2-0012). ADNI is funded by the National Institute on Aging, the National Institute of Biomedical Imaging and Bioengineering, and through generous contributions from the following: AbbVie, Alzheimer’s Association; Alzheimer’s Drug Discovery Foundation; Araclon Biotech; BioClinica, Inc.; Biogen; Bristol-Myers Squibb Company; CereSpir, Inc.; Eisai Inc.; Elan Pharmaceuticals, Inc.; Eli Lilly and Company; EuroImmun; F. Hoffmann-La Roche Ltd and its affiliated company Genentech, Inc.; Fujirebio; GE Healthcare; IXICO Ltd.; Janssen Alzheimer Immunotherapy Research & Development, LLC.; Johnson & Johnson Pharmaceutical Research & Development LLC.; Lumosity; Lundbeck; Merck & Co., Inc.; Meso Scale Diagnostics, LLC.; NeuroRx Research; Neurotrack Technologies; Novartis Pharmaceuticals Corporation; Pfizer Inc.; Piramal Imaging; Servier; Takeda Pharmaceutical Company; and Transition Therapeutics. The Canadian Institutes of Health Research is providing funds to support ADNI clinical sites in Canada. Private sector contributions are facilitated by the Foundation for NIH (www.fnih.org). The grantee is the Northern California Institute for Research and Education, and the study is coordinated by Alzheimer's Disease Cooperative Study at the University of California, San Diego. ADNI data are disseminated by the Laboratory for Neuro Imaging at the University of Southern California.
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